INDIVIDUALISM AND THE TRANSFER OF
POLITICAL-ECONOMIC DISCOURSE: BELLAH ET AL.’S “HABITS OF THE HEART” AND
AMERICAN GUNBOAT DIPLOMACY
by Azly Rahman
Bellah, Madsen, Sullivan, Swidler, and Tipton’s (1996) revised edition
of Habits of the Heart first published in 1985 at the height of
Reaganomics and Ronald Reagan’s fascination with the “magic of the
global marketplace,” is a relevant and cogent analysis of individualism
in American life. The authors’ socio-philosophical perspective on the
meaning of work and play, life and living, and the ethical foundation of
private and public good, drawn from their interviews with
representatives of middle class Americans, discerned what individualism
connotes from the historical-materialistic and metaphysical calculative
contexts and subsumed under the notions “utilitarian” and “expressive”
individualism.
This brief essay will first analyze Bellah et al.’s (1996) main thesis
and next look at how the authors find “individualism” problematic and
will conclude with a critical analysis of the authors’ work drawing from
its “missing links” as it relates to the political economic context of
the transfer of individualism as a discourse within the context of
American imperialism.
Thesis
The underlying theme in Bellah et al.’s (1996) work is that historical
junctures and historical materialism which has given the American
project its distinct character in terms of the ethos of the individual
vis-à-vis society, have defined, ruptured, and redefined the meaning of
American individualism. The authors put forth the argument that American
individualism has its roots in the biblical tradition of the John
Winthrop, in the civic tradition of Thomas Jefferson, in the utilitarian
tradition of Benjamin Franklin and in the expression tradition of
transcendentalists such as Walt Whitman.
These roots in turn shape the character of the biblical and republican
foundation of individualism. They set the stage for the development of
utilitarian and expressive forms of individualism through the
encapsulation of these ideals with the historical materialistic
advancements brought about by the cult of scientific rationality and
economic efficiency as the nation is progressed by the Industrial
Revolution.
The progressive dimension of social consciousness inherent in the
biblical and republican roots were subdued as the nation moves from one
stage of growth to another; growth determined by the discourse of
primacy of capitalism over social reconstructionism extracting the
heroism in the individual over altruism in the social. Bellah et al.
(1996) concluded that rather than becoming a nation which could have
capitalized on the social efficiency of its plurality, America has
become a nation fragmented by its own variegated interpretation of
individualism which has ironically rendered itself as a monoculturalist
nation one-dimensionalized of its middle class by the political-economic
nature of capitalism.
In the domain wherein utilitarianism reigns, work becomes an avenue for
the pursuit of success through the individual’s commitment to the
pursuit of the good life and in the domain of expressiveness, therapy
and play becomes one utilized as a tool to manage emotions which could
promise trauma out of the subliminal and invisible effect of the
utilitarianism of public life.
The rupture brought about by progress as such runs deep into the
American psyche and in the shaping of the private and public American
character.
In short, Bellah et al.’s (1996) concluded that the epitome
of the American psyche is in the “manager-therapy” ethos inherent in the
middle class sphere and anathema to the much needed dialogue on social
conscientization which can bring the nation back to realizing the ideals
of its founding fathers.
It is this ethos and the dominant middle class’s conception of private
and public good, subsumed within the vacillating notion of utilitarian
and expressive individualism, which Bellah et al. (1996) found
problematic.
Anti-thesis
The authors analyzed the ideological formation of the middle class
within the problematic context, which was contributed by the advancement
of economic affluence and technological efficacy. Bellah et.al. (1996),
in describing the manager-therapist ethos, note that:
[T]his is a society in which the individual can only rarely and with
difficulty understand himself and his activities as interrelated in
morally meaningful ways with those of other, different Americans.
Instead of directing cultural and individual energies towards relating
the self to its larger context, the culture of manager and therapist
urges a strenuous effort to make our particular segment of life a small
world of its own. …the cultural hegemony of the managerial ethos is far
from complete. It is rooted in the technological affluence of postwar
society, a prosperity that has been neither equitably shared nor
universally accepted. (p. 50)
Taking the above quote as a point of analytical departure in discussing
Bellah et.al.’s (1996) diagnosis of the problem of American
individualism, it can be said that the individual in the American
capitalist system has evolved into one who primarily is involved in
his/her own survival within a system of economic production and
reproduction living and breathing on the cult of efficiency, rationality
and productivity.
Within the world of invisible complexity and ambivalence towards
perceiving the more desirable cosmopolitanism thinking towards matters
of social and economic justice, the individualist is caught within the
demands of the capitalist ethos and the hopes of the socialist ideal.
There is a loss of the sense of the communal and the gain in the
euphoria of succeeding as an individual baited by the promises of
material and psychological reward of the economic system.
It is a phenomena which can perhaps be attributed to the ideology of
early, middle and consequently late capitalist formation which has
created a middle class which not only has created, as Marcuse (1964)
might term as the “one-dimension-man” but also as French philosopher
Jean Paul Sartre would call an instrumental class which is stripped off
of its ability to perceive the inner contradiction is it plunged into.
It is a condition Bellah et al (1996) would suggest as one in which the
individual has been relegated in his/her evolution into an inward and
distorted form of communitarianism and cosmopolitanism in one; one in
which a monoculture of wants and needs exist within a polyculture of
hopes and desires.
The individual is expressive insofar as he/she can articulate the plight
of his/her utilitarianism in which the invisible complexity of his
predicament lies in his/her inability to discern, dissect, and
deconstruct the ideology which the sense of tragedy in which the
individual wrought by the machinery of corporatism may perhaps only be
soothed by the utilitarianistic practice of modern therapy either
professionally employed or pervasively present in a variety of forms in
the public sphere.
Bellah et al (1996) sum up the dimension of this tragedy as it pertains
to the private and private life of the individual. The impersonal forces
of the economic and political worlds are what the individual needs
protection against. In this perspective, even occupation, which has been
so central to the identity of Americans in the past, becomes
instrumental – not a good in itself, but only a means to the attainment
of a rich and satisfying private life.
But on the basis of what we have in our observation of middle-class
American life, it would seem that this quest for purely private
fulfillment is illusionary: it often ends in emptiness instead. (p. 163)
What is even more problematic, as will be argued in the proceeding
paragraphs is the fact that the illusion and emptiness of individualism
as an ethos focused and formulated within the superstructure of
capitalism is also transferred to American colonies abroad through
imperialism as an inevitable progress of the march of capitalism.
The utilitarianism of Reaganomics-like multinational corporations form
the mission of American capitalism abroad employed hand-in-hand with the
expressiveness of contra-Tocqueville notion of democracy and human
rights – these two forces of “civilizing mission” undergrid American
gunboat diplomacy lending wisdom and wealth to the American
military-industrial complex.
It is my assertion that the transfer of “individualism” as ideology and
political economic discourse historical materialistically is one in
which Bellah et al.’s (1996) work fall short of treating. The following
section analyzes this point of discontent towards Bellah et al.’s
analysis.
Synthesis-Praxis
Bellah et al’s (1996) undeniably employed a mild critique of ideology of
the American middle class as it pertains to the rupture in the
conception of the private and the public good. It is a cogent
micro-level analysis taking the middle class as a unit of analysis with
occasional reference to the ideological basis of the discontents of
individualism. It is an argument hovering within the Essentialist
tradition of social analysis in which the hope is to initiate the
dialogue so that it move towards genuine biblical and republican
conclusion; so that there will be a return to “communities of memory”
pastoral in theme and participatory in ideal.
The usefulness in Bellah et.al.’s critique has in its critique of
ideology within the semantic logic of the weltanschauung of the middle
class and in its invitations to perceive how consent is manufactured,
reality invented and myth prevailed in the complex inner-workings of the
corporate-capitalist production system. What is lacking then in this
seemingly shrewd mirroring of the problem of American individualism?
It is precisely the mildness of such critique of ideology that Habits of
the Heart has contributed to the lack of forcefulness in relating the
role of the military-industrial complex in disseminating via gunboat
diplomacy the American brand of “manager-therapeutic” capitalist
democracy abroad as analyzed perceptively by American critical theorists
such as Noam Chomsky, Edward S. Herman and Michael Parenti in the
1980s.
The transfer of individualistic habits to Third World countries through
historical process of covert and overt intervention to nation-states
such as Iran during the rule of Shah Reza Pahlavi, Chile during General
Pinochet, Indonesia during Suharto and Philippines during Marcos are not
without the backing of multinational corporations interested in
maintaining their global dominance through global reach.
Barnett and Muller (1975) for example analyzed this transfer of
political economic discourse which has formed the exacerbation of big
business individualism over global social reconstructionism, made
possible through institutions such as the International Monetary Fund,
the World Bank, and the ideology of free enterprise which inherently
contain the belief that the world should be made peaceful for (corporate
American brand of) democracy. Bellah et.al. (1996) failed to name names
in their analysis of the actors behind the one-dimensionalization of
the American psyche.
Subtle mentioning of the global implication of the quagmire
individualism can and have lead to is made though, illustrated in the
concluding passage below:
We have imagined ourselves a special creation, set apart from other
humans. In the late twentieth century, we see that our poverty is
absolute as that of the poorest nations. We have attempted to deny the
human condition in our quest for power after power. It would well be for
us to rejoin the human race, to accept our essential poverty as a gift,
and to share material wealth with those in need. (P. 296)
The above is certainly a heartwarming statement of hope for one to begin
looking at the structural formation of corporate capitalism. However,
lacking in them is the issue of praxis, i.e. moving from theory to
practice not only in framing how culture has shaped the American
individual but how the socialization process should be reconceptualized
so that schooling, media, transcendental philosophy and social movements
can be engineered so that the excess of individualism can be destroyed
and truly democratic political-economic rearrangements can be made.
Is the American political consciousness merely a therapeutically managed
continuum controlled by either Republicans or Democrats?
How should
schooling be famed as an issue of ideological formation to aid the
social reproduction process to help the child subjectivize the
objective, prioritize needs instead of wants, bring moral strand in
Grand Narratives and most importantly to help one recognize propaganda
in its most subtle form created and produced by state-legitimated
“culture industry” through those possessing the means of ideological
production?
The Progressivism of John Dewey as an epitome of the administrative
nature of professional, individualizing and moral relativizing agenda of
the New Deal has been successfully transported as discourse to Third
World nation states in the form of educational transfer and borrowing
(Steiner-Khamsi, 1997) which then has, for decades help the colonized to
designed their political system and culture as capitalist logic
conducive to the profiteering agenda of Corporate America – all in the
name of democracy.
This version of “protectionist” democracy disguised in the name of mass
education and democratization of learning can in fact be analyzed as an
ingenious attempt to integrate post-world War II nations into the global
production system (McMichael, 1996 ). The Tuskegee Institute in
Liberia, the Deweyian experiment in China (Su, 1996) the Philippine
education system (Foley, 1984 ) are among those which illustrate the
educational dimension of the complexity of the cultural logic of early,
middle, and late capitalism.
The scope of this essay may limit the discussion on Bellah et.al’s
(1996) inattention to the details of the innerworking of the
military-industrial complex as it relate to the issue of arms
proliferation within the context of the continued expansion of global
capitalism but suffice it is to say that “Irangate” the “Contra Affair,”
“Star Wars,” “Desert Storm,” and other well media-hyped
characterization of the business of the Pentagon vis-à-vis modern-day
American imperialism are but a few illustration of the nature the
discourse of “making peace by preparing for and going to war”.
The nature of this interpretation of international relations philosophy,
Machiavellian and Social Darwinist in ideological orientation has
largely been closed to the consciousness of the average American
individual on the street. The creation of market demand for
sophisticated engines of planetary destruction can logically be seen as a
necessity for the basic needs of the mature American arms manufacturer.
“National Security” becomes a catchword legitimizing the state
department’s involvement in capitalizing on the conflicts in Third World
nations, which are perpetually grappling with the meaning of
modernization.
How corporations such as Boeing, McDonald-Douglass, ICI, Dow Chemicals,
and DuPont are involved in the production of weapons from biological to
nuclear, to the tune of 5.8 Trillion dollars thusfar in 1998 (Pincus,
1998) is largely absent from Bellah et.al.’s (1996) analysis of
individualism and the need for the nation to retreat to communitarian
ideals.
How the modern American presidency as a symbol of puppetry of
the military-industrial complex is perhaps unpalatable to be analyzed in
higher education let alone at levels wherein the mind of the young and
curious can be shaped to look at such structural violence and
oppression.
How citizen mobilization can be engineered for them in that economic,
social, and metaphysical democracy closer to the heart and become habits
is absent in Bellah et.al.’s (1996) analysis, albeit lucid and riveting
in its dissecting of the mind of the American individual. As it
pertains to this essay, how corporations can be made to “stay at home,”
“examine its largely unexamined life,” so that they “would be worth
living” is also absent in Habits of the Heart. And last but not least
how socialism as advocated by Michael Harrington and put to agenda by
Norman Thomas can be realized is scantily treated by Bellah et.al.
(1996).
The advent of another great American Depression brought about by the
Southeast Asia financial crisis as it is transferred from those nations
to the financial citadels of Wall Street may perhaps promise a
renaissance in thinking about the transnational reach of the power of
the military-industrial complex.
Old habits are difficult to break, particularly when they have become
habits of the heart. Perhaps it is when and if such a depression
happens, America may reflect upon itself not merely a nation of
individuals – of race, gender, class – but as an international class of
citizens co-habitating on shifting grounds.
It is then the metaphysical nature of individualism and commitment must
be realized.
Reference
Barnett, R. J. and Muller, R. M. (1975). Global reach: The power of the
multinational corporations. New York: Touchstone Press.
Bellah, R. N. et al. (1996) Habits of the heart. Berkeley: University of
California Press.
Foley, D. (1984). Colonialism and schooling in the Philippines,
1898-1970. In Philip G. Altbach & Gail P. Kelley. (eds.) Education
and the Colonial Experience (pp.33-53). New Brunswick: Transaction.
McMichael, P. (1996). Development and social change: A global
perspective. Thousand Oaks: Pine Forge Press.
Parenti, M. (1993). Inventing reality: The politics of the mass media.
New York: St. Martin’s Press.
Pincus, W. (1998) U.S. Has Spent $5.8 Trillion on Nuclear Arms Since
1940, Study Says. In http://www.washingtonpost.com/wp-srv/Wplate/1998-07/01/0981-070198-idx.html.
available.
Steiner-Khamsi, G. (1997) Transferring Education, Displacing Reforms.
Comparative Education Review, in review.
Zhixin Su. (1996). Teaching, Learning, and Reflective Acting: A Dewey
Experiment in Chinese Teacher Education. Teachers College Record. 98/1,
126-151.
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